Appalachian College Association

Sound

ACA Central Library

Digital Library of Appalachia

GUIDELINES FOR AUDIO DIGITIZATION 

1.     Selection of items for inclusion in DLA

Audio files included in the Digital Library of Appalachia should be particularly and substantively representative of Appalachian experiences. Preference is given to scarce or unique items in library and archival special collections, with no commercially produced materials less than 30 years old. Materials may be appropriate for users at any level, including schools, higher education, and personal enrichment.  Librarians and archivists at each participating institution shall determine which materials in their collections are best suited to the Digital Library of Appalachia.

Appalachia, as defined by the Appalachian Regional Commission, is a 200,000-square-mile region that follows the spine of the Appalachian Mountains from southern New York to northern Mississippi. It includes all of West Virginia and parts of twelve other states: Alabama, Georgia, Kentucky, Maryland, Mississippi, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Tennessee, and Virginia. Preference is given to materials that reflect the heritage of Appalachian College Association geographic regions, but materials that address other Appalachian areas may be appropriate.

While isolated items are perfectly acceptable in the Digital Library of Appalachia, we recommend selecting and digitizing groups of related items when practicable.  For example, a selection of songs from a performer, a photo of the performer, and perhaps a text document with biographical information or other details, grouped together may produce a richer understanding of the subject under consideration.   

  1. Intellectual Property

Each participating institution shall exercise due diligence with regard to copyright compliance.  Collectors should have signed release forms gathered at the time of recording, or written authorization received upon request of archivist.    Participating institutions shall make a good faith effort to contact rights-holders of any materials not in public domain before including such materials in the Digital Library of Appalachia.  In the absence of permission, libraries should place only small sample clips of audio files in the DLA, following fair use guidelines, and refer users to the original in the Holding Library.

The Digital Library of Appalachia web site includes a general statement of copyright as follows:

Copyright and Permissions

We encourage Fair Use of these materials under current U.S. Copyright law and accompanying guidelines. Collections of the Digital Library of Appalachia (DLA) are made available for non-profit and educational use, such as research, teaching and private study. For these purposes, you may reproduce DLA materials (print, download or make copies) without prior permission. However, users must obtain written permission from the owning repository or rights holder before using a particular item for other purposes, including publication or other commercial applications.

The owner of each item in the Digital Library of Appalachia is identified in the "Holding Library" field of the item record. Requests for permission should be addressed to specific holding libraries. Their contact information is available here (link). Libraries participating in the DLA provide descriptive information from their records for each item digitized. This information is given to aid patrons in determining the historical importance and cultural context of an item. In some instances, the holding library does not have complete information about authors, publishers, or other persons associated with the materials in their collection.  The owning institutions appreciate hearing from anyone who may have additional information about any of the items in the collection, and from those who may wish to donate Appalachian resources to an institution.    

Individual institutions may wish to include additional restrictions or other information in the "Rights" field of metadata. 

  1. Analog to digital conversion

The process of digital conversion is very much dependent on the condition and format of the original recording, and technology available to the digitizers.  In most cases, however, the process can be made relatively simple and routine, and results in a stable digital audio file that can be reproduced without subsequent degradation.

Users will need a playback device(s) that is suitable for the original media, a computer with a digital sound card, and a storage mechanism (cd recorder, hard drive space, network space, etc.) to hold the digital files.  Recording software such as Sound Forge will allow for easy editing and manipulation of audio files. 

The Digital Library of Appalachia interface can support most file formats for audio, including .wav, .mp3, Real media (.ra).  At this time the ACA Central Library cannot host a streaming audio server.  However, participating institutions may include real audio files in the DLA, with the file resident on a local campus server.  Use established DLA file name conventions whenever possible. 

Individual institutions may establish standards for capture and preservation of audio materials based upon available resources.  As a general guideline, we recommend 96 kHz, 24-bit for preservation/archival purposes, although 48 kHz, 16-bit sampling rate is often acceptable as a CD-quality equivalent.  Delivery files of audio materials are typically down-sampled to reduce file size and make for more manageable use over the Internet.  File size of delivery files becomes part of the metadata for any record in the DLA.  The DLA does not provide specific file size standards, understanding that size is always a function of the length of the original.  However, participants are asked to create reasonable file sizes when possible.  For example, an oral history interview may be separated into several files as topic under discussion changes.  Likewise, a performer's introductory comments may be separated from a song or song set.

While flat transfers from original to digital is recommended practice for preservation copies,  archivists may choose to optimize files for delivery.  This includes reducing tape noise, enhancing original sound, and compressing signals.  Any optimization of a sound file should be documented in metadata attached to that file.

  1. Metadata

Accurate and thorough metadata is essential for discovery of audio files, as there is no equivalent of "search full text" for sound.  Frequently metadata can be drawn from previously documented descriptions, such as catalog records or finding aids.  Description of sound files in the Digital Library of Appalachia should conform to established DLA Metadata Guidelines.  Those Guidelines have been expanded to include items of particular importance for audio digitization, including file size, duration, and recorder.   The Library of Congress subject headings remain the authority for subject vocabulary control.  However, archivists may choose to add subject headings to facilitate resource discovery, drawing upon the MLA Terms List, the American Folklore Society Terms List, or other sources as needed.

Institutions participating in the Digital Library of Appalachia may choose to add additional, non-displaying metadata fields.  As technical metadata is particularly important for future maintenance of digital collections, we especially recommend participants record that information locally or centrally on the DLA.  Technical metadata includes information about the digitization process, including sampling rate, bit depth, signal chain, and conversion hardware/software.

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